#CyberSecurityRisk Archives - Page 14 of 16

Cybersecurity and Resiliency Observations – SEC Office of Compliance Inspections and Examinations

June 28, 2022 by Thomas Canova

Today, Cybersecurity risks originate from many sources, both domestic and from international regions. Most importantly, these cybersecurity risks occur across the array of securities and financial markets. The seriousness of the threats and the heightened concerns to investors, issuers, and other securities market participants, and the financial markets and economy more generally, are considerable and … Read more

Understanding ERISA Retirement Plan Sponsors & Administrators Responsibilities

June 24, 2022 by Thomas Canova

What Is the Difference Between a 401(k) Plan Sponsor and a Plan Administrator? Typically, the employer is considered the 401(k) “plan sponsor,” whereas the day-to-day running of the plan may be handled by a third-party “plan administrator.” Understanding the different responsibilities between the plan sponsor and plan administrator is essential to maintain compliance with all … Read more

Cybersecurity, Preventing Plan Leakage Top of Mind for Retirement Plan Sponsors

June 24, 2022June 23, 2022 by Thomas Canova

Retirement Plan Sponsors shared in a survey the steps they have taken, or will take, to reduce plan leakage and retain retiree assets in the plan. Preventing asset leakage and Cybersecurity concerns have been priorities for plan sponsors, according to new research from Callan, and many plan sponsors expect to act further this year. The … Read more

Other Pages

Quick Links