DOL, SEC Cybersecurity Regulations: Divergence or Convergence?

The temperature is rising on the quality of cybersecurity risk for registered investment advisors, whether they are in the DOL space or not. In February, the U.S. Securities and Exchange Commission voted to propose two new rules on cybersecurity: rule 206(4)-9 under the Advisers Act and rule 38a-2 under the Investment Company Act. From a high-level perspective, … Read more

The Benefits of Implementing Investigative Due Diligence Research to an Organization’s Supply Chain Vendor Management Program Initiatives

Most organizations that will be making strategic and critical business decisions, it is imperative to undertake an extensive due diligence investigation. Due Diligence is defined as, “the care a reasonable person exercises to avoid harm to other persons or their property.” Investigative Due Diligence refers to the research and analysis of an individual or organization done … Read more

Modevity Leading Vendor Risk Management (VRM) Services Company Announces New Financial Risk Scoring & Reporting

Company Adds New Financial Risk Scoring & Reporting to Continue Expanding Their Extensive Capabilities West Chester, Pa., April 28, 2022 — Modevity, LLC, a leading Commercial Intelligence company established in 2004 specializing in Investigative Due Diligence Research and Vendor Risk Management (VRM) Services, announced today that the company has rolled out their new Financial Risk Scoring & … Read more

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